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Regulation, Regulation, Regulation!

Introduction

The UK government has recently introduced statutory regulations that alter aspects of equality law in the UK. They implement two EU directives (one on race, one on employment) and also make amendments to the Sex Discrimination Act and the Equal Pay Act.

Because of the way that current UK legislation is organised different regulations have to be introduced for the six different categories under which people may suffer discrimination i.e. age, disability, gender, race, religion or belief, sexual orientation. The different sets of regulations come into force on different dates.

Equality law is reserved to Westminster and the regulations were put before the UK Parliament for approval. The Scottish Parliament has no power to revoke or amend them. Local, national and UK government fall under the provisions of the regulations and so does the voluntary sector.

This briefing highlights aspects of the regulations of particular relevance to the voluntary sector. The briefing is not an authoritative statement of the law nor does it cover every aspect of the regulations. If you in any doubt as to how these regulations will affect your organisation, you should seek independent legal advice.

Key questions

How will this really impact on the voluntary sector?

The biggest impact is going to be on the sector as an employer. It will also be affected, with respect to the race regulations, as a provider of education or training and goods, services and facilities. If a voluntary organisation is defined as a ‘public authority’ (which legal cases have suggested it can be in certain circumstances) it will be covered. In general, voluntary organisations should know how the law could protect and/or also potentially be used against members of their client groups.

Do the employment provisions protect volunteers or trustees of a charity?

In its report ‘From Exclusion to Inclusion’, 1999) the Disability Rights Task Force, which was set up in 1999 to review the DDA, made reference to trustees being included in a good practice approach that brought volunteers under the scope of disability legislation.

The government agreed to this approach and has asked the DRC and the other Equality Commissions to provide a joint Code of Practice on tackling discrimination against volunteers. The government intends to ‘take the power to bring a range of voluntary workers into the DDA but will only use that power if it proves necessary’ (‘Towards Inclusion: The Government’s Response to the Disability Rights Task Force’ 1999).

It appears that some protection to volunteers and trustees may be afforded with respect to disability. It may also extend to volunteers with respect to other areas of discrimination.

However, in the recent regulations with respect to race and employment volunteers are not specifically referred to. Furthermore, the situation as regards a) trustees of a charity; b) members of a management committee of a voluntary organisation or c) members of a board of directors of a charitable company is, legally speaking, very unclear.

In the regulations concerning race, religion/belief and sexual orientation then only category that could be said to include any of the above three groups (a, b & c) is that of an ‘office holder’. This is defined as a person who occupies an “office or post to which persons are appointed to discharge functions personally under the direction of another person” and “in respect of which they are entitled to remuneration” and that an “appointment to an office or post does not include election to an office or post.”

At first glance these definitions may appear to exclude the three categories of people a, b & c. However, if any thought is given to the many and varied ways in which those people occupy their positions and the roles they adopt in practice, it become clear that they cannot be universally excluded by the definition of ‘office holder’ provided in the regulations. Furthermore, other legal sources provide alternative definitions of an ‘office holder’ and it is unclear which definition might be acceptable to a court or tribunal when making a decision in any given case.

It seems likely that it will take a decision in a particular case to shed any light on this area. If a situation arose where a person from the groups above (a b & c) was unsure of their position they should seek independent legal advice from a specialist in employment law.

Are trustees and volunteers included as part of an organisation for the purposes of making a complaint against that organisation?

Yes. For example, volunteers often deliver the services of an organisation and trustees are often employers.

Did I hear something about the removal of the exemption for charities to discriminate in employment? Does that mean they could up until now?

You did and they could. In the original 1976 Race Relations Act charitable instruments could ‘provide for conferring benefits on persons of a class defined by reference to colour’. This was clearly intended to allow a charity to focus its efforts on a particular group without being accused of discrimination but it also included employment. Employment is not included any more unless it can be demonstrated that such discrimination is necessary as part of a genuine occupational requirement.

Do these regulations bring parity of protection under UK law to the different groups that suffer discrimination?

No. Certain groups now have more protection than previously but there is no parity. For example, those discriminated against on grounds of race have more comprehensive protection than others.

Whether different groups should have completely equal protection under the law is a complex and ongoing argument. However, many people and groups, including SCVO, advocate a Single Equalities Act to cover the various groups identified as in need of protection. The government has announced (November 2003)  the creation of a single Commission for Equalities and Human Rights by 2006. It will replace the Commission for Racial Equality, the Disability Rights Commission and the Equal Opportunities Commission. It will take responsibility for upholding the various rights in the ‘established’ areas of race, disability and gender and take on the ‘new’ areas of age, sexual orientation and religion/belief as well as any future measures that are introduced

The Details

Council Directive 2000/43/EC known as the ‘The Race Directive’. Its purpose was to “lay down a framework for combating discrimination on the grounds of racial or ethnic origin, with a view to putting into effect in the Member States the principle of equal treatment.”

This directive prohibits discrimination based on race in several areas: employment & occupation, education, social protection (including social security & healthcare), social advantages, access to and supply of goods and services, (including housing).

Council Directive 2000/78/EC known as ‘The Employment Directive’ or ‘The Equal Treatment Directive’. Its purpose was to “lay down a general framework for combating discrimination on the grounds of religion or belief, disability, age or sexual orientation as regards employment and occupation, with a view to putting into effect in the Member States the principle of equal treatment.”

This directive prohibits discrimination based on the categories noted but only in the area of employment and occupation.

1) Race Relations Act 1976 (Amendment) Regulations 2003. SI#1626. Came into force on 19 July 2003.

Includes:

  • new definition of indirect discrimination & harassment;
  • exemption from the provisions of the Act if a genuine occupational requirement requires discrimination based on race;
  • governmental and other appointments, contract workers, business partnerships, trade organisations, qualifying bodies, providers of vocational training, employment agencies, the Training Commission, bodies concerned with education or vocational training or guidance, public bodies concerned with health, welfare, or other services, providers of goods, facilities, services or accommodation are all now covered in whole or part;
  • provision to bring action over a relationship after that relationship has ended;
  • office holders covered individually and with respect to inducing someone to discriminate;
  • removes the exemption for charities to discriminate in employment (unless its with respect to an occupational requirement);
  • charges the Commission for Racial Equality (CRE) to work towards elimination of harassment as well as discrimination; allows that harassment can feature in a code of practice; gives powers for a formal CRE investigation to take place over harassment claims and that harassment can be a cause for issuing a non-discrimination notice for persistent unlawful behaviour; covers claims heard by employment tribunal and related issues

2a) The Employment Equality (Sexual Orientation) Regulations 2003. SI#1661. Come into force on 1 December 2003 and cover “sexual orientation towards persons of the same sex, persons of the opposite sex or to persons of the same sex and of the opposite sex”.

2b) The Employment Equality (Religion or Belief) Regulations 2003.  SI#1660. Come into force on 2 December 2003 and cover  “religion, religious belief or similar philosophical belief”.

Both concern unlawful discrimination in the areas of employment and vocational training. Common to them both are:

  • issues of direct & indirect discrimination, harassment and victimisation (including definitions of these terms).
  • coverage in whole or in part of employees, contract workers, office holders, partners in firms, trade organisations, professional and trade qualification giving bodies, training providers, employment agencies, further and higher education institutions, Crown servants, parliamentary staff.
  • provision to bring action over a relationship after that relationship has ended.

There are exceptions to what is unlawful.

Exemptions for ‘religion and belief’ include: actions taken for reasons of national security or positive action, for Sikhs with respect to safety helmets, if a genuine occupational requirement requires discrimination based on religion or belief.

Exemptions for ‘sexual orientation’ include: actions taken for reasons of national security or positive action, with respect to benefits related to marriage, if a genuine occupational requirement requires discrimination based on sexual orientation, employment by a religion where certain sexual orientation conflicts with that religion’s doctrine.

3) The Disability Discrimination Act 1995 (Amendment) Regulations 2003. SI#1673. Come into force on 1 October 2004. They implement the directives but also cover further changes already agreed to by the government.

They include new or amended provisions in the following areas:

  • definitions of harassment and discrimination (NB in effect this legislation does not include prohibition of indirect discrimination unlike other legislation);
  • scraps the exemption for small employers,
  • prohibition of discrimination or harassment & requirement for reasonable adjustments to be made for contract workers, office holders, partners in firms, certain legal professionals, trade organisations, qualifications bodies, work placement providers, employment services, police, prison officers, fire fighters, ministerial appointments;
  • provision to bring action over a relationship after that relationship has ended
  • covers advertisements which show an intention to discriminate
  • prohibits instruction and pressure to discriminate
  • adds to the enforcement powers of the Disability Rights Commission (DRC)
  • exempts action taken to safeguard national security.

4a) Sex Discrimination Act 1975 (Amendment) Regulations 2003. SI#1657. Came into force on 19 July 2003.

They include new or amended provisions in the following areas: the situation of police officers, provision to bring action over a relationship after that relationship has ended, provisions for certain legal professionals.

4b) The Equal Pay Act 1970 (Amendment) Regulations 2003. SI# 1656. Came into force 19 July 2003.

They include new or amended provisions in the following area: Time limits with respect to employment tribunals.

5) Age Regulations

The government has recently consulted as to the exact content of any regulations covering discrimination based on age. Once it has decided on their content the government plans to lay them before Parliament in late 2004. They would then come into force in December 2006.

Find the consultation by clicking here.

These regulations will be concerned with unlawful discrimination in the areas of employment and vocational training and, because they derive from the same EC directives, they will have much in common with the measures outlined in other regulations. However, because of the nature of the grounds upon which discrimination can be claimed (i.e. age) the proposals address other key areas:

  • exceptionally, discrimination based on age will be justifiable for specific reasons, for example, health and safety; facilitation of employment planning, training requirements, encouraging and rewarding loyalty, the need for a reasonable period before retirement
  • retirement age
  • recruitment, selection and promotion
  • pay and non-pay benefits
  • unfair dismissal
  • redundancy, including statutory redundancy pay

Resources

European Community Law - punch in the numbers of the directives in the search boxes to access the full text www.europa.eu.int/eur-lex/en/search/search_lif.html

HMSO law section (Government publications) - go to statutory instruments and find the full text of the recommendations under 2003 using the relevant SI number (SI#) www.legislation.hmso.gov.uk

Commission for Racial Equality (CRE) www.cre.gov.uk

Disability Rights Commission (DRC) www.drc-gb.org

Equal Opportunities Commission (EOC) www.eoc.org.uk

Age Concern www.ageconcernscotland.org.uk

Help The Aged www.helptheaged.org.uk

Scottish Interfaith Council www.interfaithscotland.org

Equalities Network www.equality-network.org

Stonewall www.stonewall.org.uk

For general employment advice contact:

Citizens Advice Bureaux. Details of local offices are in the phone book or at Citizens Advice Scotland www.cas.org.uk

Your local Council for Voluntary Service (CVS) www.cvsscotland.org.uk

Scottish Low Pay Unit www.slpu.org.uk 0141 552 5922

Your own union or the Scottish Trades Union Congress www.stuc.org.uk

SCVO Information Department enquiries@scvo.org.uk

To obtain this document in alternative formats please contact Andrew Jackson Tel 0131 474 6183 email andrew.jackson@scvo.org.uk